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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-05
FL RA APPROVED 2019-03-27
  • TX RA
    APPROVED
    Since 2024-08-05
  • FL RA
    APPROVED
    Since 2019-03-27

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Dearby, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Raleigh NC 01/2014 07/2018
Mml Investors Services Raleigh NC 02/2014 07/2018
Raymond James & Associates Southfield NC 07/2018 03/2019
Raymond James & Associates, Inc. Deltona FL 03/2019 10/2021
Raymond James & Associates, Inc. Humble TX 10/2021 Present
Previous Registrations
  • 2014-04-15 → 2018-07-06
    Raleigh, NC
  • 2013-07-10 → 2014-01-10
    Las Vegas, NV
  • 2010-05-14 → 2012-12-19
    Las Vegas, NV
  • 2009-05-22 → 2010-01-20
    Chase Investment Services Corp.
    Bee Cave, TX
    Bee Cave, TX
    Austin, TX
    Westlake Hills, TX
  • 2004-02-03 → 2009-04-14
    Banc Of America Investment Services, Inc.
    Henderson, NV
    Austin, TX
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-01
S63 Uniform Securities Agent State Law Examination 1992-08-27
  • S65 Uniform Investment Adviser Law Examination
    2004-06-01
  • S63 Uniform Securities Agent State Law Examination
    1992-08-27

View on SEC IAPD

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