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Gary Michael Whitman

Transamerica Financial Advisors, LLC

Cedar Rapids, IA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-01
IA RA APPROVED 2024-08-20
  • MA RA
    APPROVED
    Since 2024-11-01
  • IA RA
    APPROVED
    Since 2024-08-20

Branch Locations

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Management Boston MA 10/2015 10/2021
Allspring Global Investment Holdings, Llc Boston MA 11/2021 Present
Wfgia Cedar Rapids IA 07/2024 Present
Transamerica Financial Advisory Cedar Rapids IA 08/2024 Present
  • 10/2015 → 10/2021
    Wells Fargo Funds Management
    Boston, MA
  • 11/2021 → Present
    Allspring Global Investment Holdings, Llc
    Boston, MA
  • 07/2024 → Present
    Wfgia
    Cedar Rapids, IA
  • 08/2024 → Present
    Transamerica Financial Advisory
    Cedar Rapids, IA
Previous Registrations
Other Businesses

As an employee of Transamerica Financial Advisors, Inc., employees may perform home office functions for other business units.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-15
  • S66 Uniform Combined State Law Examination
    2011-07-15
Other Names
  • Gary Michael Whitman
  • Gary Michael Whitman

View on SEC IAPD

Other Firms

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VALIC FINANCIAL ADVISORS, INC.
ACCEL WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
BFC PLANNING, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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