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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-01 |
| IA | RA | APPROVED | 2024-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Management | Boston | MA | 10/2015 | 10/2021 |
| Allspring Global Investment Holdings, Llc | Boston | MA | 11/2021 | Present |
| Wfgia | Cedar Rapids | IA | 07/2024 | Present |
| Transamerica Financial Advisory | Cedar Rapids | IA | 08/2024 | Present |
As an employee of Transamerica Financial Advisors, Inc., employees may perform home office functions for other business units.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-15 |
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