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Kristin Ann Moroz

Strategic Advisers LLC

Lakewood, CO

Morrison, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

343 S Teller St, Lakewood, CO 80226-7387 • United States

Morrison, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Western Trust Denver CO 02/2016 11/2016
Charles Schwab & Co., Inc. Lone Tree CO 10/2018 07/2019
Charles Schwab & Co., Inc. Lone Tree CO 01/2017 10/2018
Fidelity Brokerage Services Greenwood Village CO 07/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2016 → 11/2016
    First Western Trust
    Denver, CO
  • 10/2018 → 07/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 01/2017 → 10/2018
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 07/2019 → Present
    Fidelity Brokerage Services
    Greenwood Village, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-21
S63 Uniform Securities Agent State Law Examination 1998-03-16
  • S66 Uniform Combined State Law Examination
    2014-10-21
  • S63 Uniform Securities Agent State Law Examination
    1998-03-16
Designations
Other Names
  • Kristin Farrell
  • Kristin Ann Farrell

View on SEC IAPD

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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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