James Wilbur Caspers

Current Employers

Employment History

• 01/1991 → 11/2017
  Investment Centers Of America, Inc.
  Hudson, WI
• 11/2017 → Present
  Lpl Financial Llc
  Hudson, WI
• 01/2018 → Present
  Gwm Advisors, Llc Dba Cpr Wealth Advisors
  Hudson, WI

Previous Registrations

• 2018-02-20 → 2025-11-12
  Newedge Advisors
  Hudson, WI
  New Orleans, LA
• 1997-08-07 → 2017-11-29
  Investment Centers Of America, Inc.
  St. Paul, MN
  Hudson, WI
  St. Paul, MN
  Hudson, WI
  Woodville, WI
  Roberts, WI
  Menomonie, WI
  Glenwood City, WI
  Elmwood, WI
  Prescott, WI
  River Falls, WI
  New Richmond, WI
  Hudson, WI
  Woodbury, MN
  Baldwin, WI
  Ellsworth, WI
  St Paul, MN
  Appleton, WI

Other Businesses

1. 11/29/2017 - CPR WEALTH ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2010. 2. 8/8/2018 - No Business Name - Not Investment Related - Hudson, WI 54016 - Real Estate Rental - Started 04/01/2018 - 0 Hours Per Month - Rent my slip in the Hudson Marina, EW3 is the slip number. 3. 10/9/2018 - GWM Advisors, LLC / CPR Wealth Advisors - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/01/2018 - 60 Hours Per Month/50 Hours During Securities Trading - Time Spent 19% - I provide investment advisory services through GWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/15/2019 - No Business Name - Investment Related - 900 Crest View Drive, Suite 230, Hudson, WI 54016 - Real Estate Rental - Start Date: 01/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Issue annual bills and take care of maintaining building by hiring and supervising contractors when needed. 5. 06/07/2023 - NewEdge Advisors LLC / CPR Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 07/01/2018 - 60 Hours Per Month/ 50 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors LLC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-02-21