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Larry Steven Warfield

Morgan Stanley

Wichita, KS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • KS RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Wichita KS 04/2007 Present
Morgan Stanley Smith Barney Wichita KS 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Wichita, KS
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Wichita, KS
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wichita, KS
  • 1999-10-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wichita, KS
    Wichita, KS
Other Businesses

*445505 - Estate ; Investment related - Yes; Wichita, Kansas; 06/2021; During business hours: 2; After business hours: 3

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-01
S63 Uniform Securities Agent State Law Examination 1991-01-08
  • S65 Uniform Investment Adviser Law Examination
    1994-12-01
  • S63 Uniform Securities Agent State Law Examination
    1991-01-08
Other Names
  • Steve Warfield

View on SEC IAPD

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