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19 East Elm Street 2Nd Floor, Greenwich, CT 06830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| NE | RA | APP_PEND_IARCE | 2026-01-01 |
| MA | RA | APPROVED | 2021-09-22 |
| NY | RA | APPROVED | 2021-08-04 |
| TX | RA | APPROVED | 2021-02-05 |
| CT | RA | APPROVED | 2019-10-23 |
Branch Locations
19 East Elm Street 2Nd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1% For The Planet | Burlington | VT | 09/2018 | 06/2019 |
| Fairlead Strategies | Greenwich | CT | 06/2019 | Present |
| Sugarbush Resort | Warren | VT | 07/2016 | 09/2018 |
| Fairlead Asset Management Llc | Greenwich | CT | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-23 |
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