Best Investors
Account
Sign in
Best Investors
Account
Sign in
7124 Stone Dr. Ste-B, Daphne, AL 36526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2016-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robertson, Andreoli & Covington, P.C. | Bay Minette | AL | 05/1978 | Present |
| 6Th Street Advisors | Daphne | AL | 07/2016 | Present |
MR. ROBERTSON WILL BE ACTING AS A SOLICITOR FOR 6TH STREET ADVISORS, LLC, WITH A PROPER SOLICITOR'S AGREEMENT IN PLACE. HE IS A CPA FOR ROBERTSON, ANDREOLI & COVINGTON, P.C. WHERE HE SPENDS 100% OF HIS TIME. THE LOCATION IS 100 HAND AVENUE, BAY MINETTE, ALABAMA 36507. THE CPA FIRM IS NOT INVESTMENT-RELATED. JAMES ROBERTSON HAS A FINANCIAL INDUSTRY AFFILIATED BUSINESS AS AN INSURANCE AGENT. NOT MORE THAN 10% OF HIS TIME IS SPENT ON THESE ACTIVITIES. FROM TIME TO TIME, HE OFFERS CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. HE MAY RECEIVE SEPARATE YET TYPICAL COMPENSATION IN THE FORM OF FINDER'S FEES FOR THE SALE OF INSURANCE PRODUCTS. THESE PRACTICES REPRESENT CONFLICTS OF INTEREST BECAUSE IT GIVES MR. ROBERTSON AN INCENTIVE TO RECOMMEND PRODUCTS BASED ON THE COMPENSATION AMOUNT RECEIVED. THIS CONFLICT IS MITIGATED BY THE FACT THAT MR. ROBERTSON HAS A FIDUCIARY RESPONSIBILITY TO PLACE THE BEST INTEREST OF THE CLIENT FIRST AND THE CLIENTS ARE NOT REQUIRED TO PURCHASE ANY INSURANCE PRODUCTS. CLIENTS HAVE THE OPTION TO PURCHASE THESE PRODUCTS THROUGH ANOTHER INSURANCE AGENT OF THEIR CHOOSING.
Reach out to this advisor