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Chris Aaron Ledoux

Wells Fargo Clearing Services, LLC

Sacramento, CA

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-13
  • CA RA
    APPROVED
    Since 2021-07-13

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

9500 Micron Ave, Sacramento, CA 95827 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Sacramento CA 12/2016 Present
Wells Fargo Clearing Services Llc Sacramento CA 04/2019 Present
Mission Linen Supply Union City CA 05/2016 10/2016
Macaroni Grill Milpitas CA 01/2009 05/2016
  • 12/2016 → Present
    Wells Fargo Bank Na
    Sacramento, CA
  • 04/2019 → Present
    Wells Fargo Clearing Services Llc
    Sacramento, CA
  • 05/2016 → 10/2016
    Mission Linen Supply
    Union City, CA
  • 01/2009 → 05/2016
    Macaroni Grill
    Milpitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
S63 Uniform Securities Agent State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2021-07-12
  • S63 Uniform Securities Agent State Law Examination
    2019-09-13
Other Names
  • Chris Ledoux

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL
Heather Story
ROSS BEARDSLEE LEVINE
ANDREA LYNN SILVA
LOEL GLEN HEUPEL
JEFFREY I BEDELL

Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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