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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-15 |
Branch Locations
4890 W Kennedy Blvd Ste 860, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jinsei Sushi | Oxford | MS | 02/2016 | 11/2016 |
| Kabuki Japanese Grill | Oxford | MS | 11/2016 | 01/2017 |
| Noodle Bowl | Oxford | MS | 01/2017 | 07/2018 |
| Global Publishing Inc | Jacksonville | FL | 09/2018 | 02/2019 |
| Fidelity Brokerage Services Llc | Jacksonville | FL | 02/2019 | 04/2025 |
| University Of Mississippi | University | MS | 01/2016 | 12/2017 |
| Lpl Financial Llc | Tampa | FL | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-13 |
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