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Allison Hope Tuthill

Mwa Financial Services Inc.

Chesapeake, VA

CRD 6968588

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-22
CA RA APPROVED 2026-07-20
VA RA APPROVED 2026-07-20
  • NC RA
    APPROVED
    Since 2026-07-22
  • CA RA
    APPROVED
    Since 2026-07-20
  • VA RA
    APPROVED
    Since 2026-07-20

Branch Locations

501 Independence Parkway Suite 310, Chesapeake, VA 23320 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Virginia Beach VA 10/2022 05/2023
Lincoln Financial/Sagemark Consulting Virginia Beach VA 06/2018 10/2022
Kantar Media Ad Intelligence Chesapeake VA 06/2012 06/2018
Ameriprise Financial Services, Llc. Virginia Beach VA 05/2023 01/2026
Principal Securities, Inc. Virginia Beach VA 01/2026 04/2026
Principal Life Insurance Company Virginia Beach VA 01/2026 04/2026
Modern Woodmen Of America Rock Island IL 06/2026 Present
Mwa Financial Services, Inc. Rock Island IL 06/2026 Present
  • 10/2022 → 05/2023
    Ameriprise Financial Services
    Virginia Beach, VA
  • 06/2018 → 10/2022
    Lincoln Financial/Sagemark Consulting
    Virginia Beach, VA
  • 06/2012 → 06/2018
    Kantar Media Ad Intelligence
    Chesapeake, VA
  • 05/2023 → 01/2026
    Virginia Beach, VA
  • 01/2026 → 04/2026
    Virginia Beach, VA
  • 01/2026 → 04/2026
    Principal Life Insurance Company
    Virginia Beach, VA
  • 06/2026 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 06/2026 → Present
    Rock Island, IL
Previous Registrations
Other Businesses

We Can Do It For You, LLC, non-inv. Virginia Beach, VA. 12/2018. Owner, handyman services. 4 non-inv./1 inv.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-16
  • S66 Uniform Combined State Law Examination
    2023-02-16
Other Names
  • Allison Tuthill Gaul

View on SEC IAPD

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