Poonam Rani Maheshwari

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-08
VA	RA	APPROVED	2007-05-01

TX RA
APPROVED

Since 2023-06-08
VA RA
APPROVED

Since 2007-05-01

Branch Locations

3114 Western Branch Blvd, Chesapeake, VA 23321 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Norfolk	VA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Norfolk	VA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Norfolk, VA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Norfolk, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-30
S63	Uniform Securities Agent State Law Examination	1995-09-15

S66 Uniform Combined State Law Examination

2007-04-30
S63 Uniform Securities Agent State Law Examination

1995-09-15

Designations

Other Names

Poonam Maheshwari

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

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