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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| WA | RA | APPROVED | 2022-05-23 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
Kirkland, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Mount Vernon | WA | 01/2012 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Mount Vernon | WA | 06/2018 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Everett | WA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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