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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mckinney | TX | 06/2018 | 08/2024 |
| Frost Bank | Austin | TX | 03/2017 | 06/2018 |
| Amazon Inc. | San Marcos | TX | 08/2016 | 03/2017 |
| Heb | Austin | TX | 06/2017 | 08/2017 |
| Texas State University | San Marcos | TX | 08/2013 | 12/2016 |
| Lacoste | San Marcos | TX | 06/2015 | 10/2016 |
| Fisher Investments | Plano | TX | 08/2024 | 07/2026 |
| The Vanguard Group, Inc. | Plano | TX | 07/2026 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 07/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
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