Jose Barraza

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2020
  Wells Fargo Bank Na
  Phoenix, AZ
• 05/2018 → 10/2018
  Wells Fargo Clearing Services Llc
  Litchfield Park, AZ
• 01/2021 → 08/2021
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 11/2021 → Present
  Jpmorgan Chase Bank (Az)
  Phoenix, AZ
• 01/2021 → 01/2021
  Amazon
  Phoenix, AZ
• 11/2020 → 12/2020
  Unemployed
  Avondale, AZ
• 09/2021 → 10/2021
  Unemployed
  Avondale, AZ
• 11/2021 → Present
  J.P. Morgan Securities Llc
  Phoenix, AZ
• 10/2018 → 07/2020
  Wells Fargo Clearing Services, Llc
  Glendale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2025-03-10
• S63 Uniform Securities Agent State Law Examination
  2018-08-31

Other Names

• Jose Barraza
• Jose Celaya Barraza