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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01

Branch Locations

770 Paseo Camarillo Suite 130, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Capital Management Camarillo CA 04/2018 02/2020
Reddy Fm Services Santa Clarita CA 11/2016 Present
Fillmore Unified School District Fillmore CA 04/2012 12/2016
Sagepoint Financial, Inc. Camarillo CA 12/2018 04/2020
Falkenberg/Gilliam & Associates Pasadena CA 12/2019 10/2021
Sagepoint Financial, Inc. Camarillo CA 02/2022 Present
Osaic Wealth, Inc. Camarillo CA 09/2023 Present
  • 04/2018 → 02/2020
    Independent Capital Management
    Camarillo, CA
  • 11/2016 → Present
    Reddy Fm Services
    Santa Clarita, CA
  • 04/2012 → 12/2016
    Fillmore Unified School District
    Fillmore, CA
  • 12/2018 → 04/2020
    Sagepoint Financial, Inc.
    Camarillo, CA
  • 12/2019 → 10/2021
    Falkenberg/Gilliam & Associates
    Pasadena, CA
  • 02/2022 → Present
    Sagepoint Financial, Inc.
    Camarillo, CA
  • 09/2023 → Present
    Camarillo, CA
Previous Registrations
  • 2022-02-11 → 2023-09-01
    Osaic Services, Inc.
    Camarillo, CA
  • 2019-04-15 → 2020-04-29
    Osaic Services, Inc.
    Camarillo, CA
Other Businesses

1. I am self employed and providing accounting, bookkeeping, and property management services. I have been providing these services since 2015 and devote about 20 to 25 hours per month to this business. 2. MICHELE REDDY POSITION: Owner NATURE: Sole Proprietor managing rental properties that I own. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: Jan. 01, 2000 ADDRESS: 25240 Golden Maple Dr, Santa Clarita CA 91387, United States DESCRIPTION: Tenant screening, repairs and maintenance, collect rents. 3. ICM POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2022 ADDRESS: 770 Paseo Camarillo , Ste. 130, Camarillo CA 93010, United States DESCRIPTION: Working with clients to determine their insurance needs. 4. REDDY FM SERVICES POSITION: CPA NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2016 ADDRESS: 25240 GOLDEN MAPLE DR, CANYON COUNTRY CA 91387, United States DESCRIPTION: Providing business and accounting services for individuals and companies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-12
  • S66 Uniform Combined State Law Examination
    2019-04-12

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