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Gilbert Scott Thompson

Ubs Financial Services Inc.

Tucson, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-03
CA RA APPROVED 2019-03-21
  • TX RA
    APPROVED
    Since 2020-08-03
  • CA RA
    APPROVED
    Since 2019-03-21

Branch Locations

2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Leadership Group Llc Tucson AZ 05/2016 Present
University Of Florida Foundation Gainesville FL 09/2014 05/2016
Ubs Financial Services Inc. Tucson AZ 02/2018 Present
  • 05/2016 → Present
    Legend Leadership Group Llc
    Tucson, AZ
  • 09/2014 → 05/2016
    University Of Florida Foundation
    Gainesville, FL
  • 02/2018 → Present
    Tucson, AZ
Other Businesses

Legend Leadership Group LLC Non investment related 6626 N Pontatoc Rd. Tucson, AZ 85718 Consulting with non profits for fundraising and leadership President/CEO Started April 2016 Devote approx. 10 hrs per week/weekdays and weekends Speaking and advising Pendulum Studios LLC / 6626 N Pontatoc Road Tucson,Arizona 85718 / Company/ Cultural Establishment / Making and selling artwork / Proprietor / owner / Making and selling artwork / Start Date 9/24/2005 / Legend Leadership Group LLC / 6626 N Pontatoc Road Tucson,Arizona 85718 / Company / Services (Business, Professional, Support) / Consulting and advising (mostly non profits), Speaking, Educational materials / Proprietor / owner / Consulting and advising (mostly non profits), Speaking, Educational materials / Start Date 5/1/2016 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-21
  • S66 Uniform Combined State Law Examination
    2019-03-21

View on SEC IAPD

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