Tracy Lynn Sullivan

Employer firm

Compass Wealth CRD 282420

$112M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 08/2025
  Edward Jones
  St. Louis, MO
• 02/2014 → 01/2018
  Mercy
  Chesterfield, MO
• 08/2025 → 06/2026
  Edward Jones
  St. Louis, MO
• 07/2026 → Present
  Compass Retirement Group Llc
  St. Louis, MO

Previous Registrations

• 2025-05-29 → 2026-07-08
  Edward Jones
  Chesterfield, MO
  St Louis, MO
  Chesterfield, MO
  Eureka, MO
  Maryland Heights, MO

Other Businesses

"Small Batch Sanctuary LLC Type of business: Yoga Instruction Eureka, MO Start date: 7/3/2023 Owner/Operator Hours per week: 0 Hours during trading: 0 Yoga teaching for special events and by request" * "Discipleship Collaborative LLC Type: Book, speaking ministry Date: 11/06/19 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: Book author, consultation with churches and individuals, public speaking and resource support for ministry and yoga-related events City-State: Eureka MO" * Now Talent Agency Type of business: Talent Agent O'Fallon, MO Start date: 1/1/2026 Model/Actor Hours per week: 0 Hours during trading: 0 Ad hoc modeling/acting engagements, auditions for placement at discretion of talent.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-27

Other Names

• Tracy Lynn Casperson