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Dayton Charles Obrien

LPl Financial LLC

Brentwood, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

211 Franklin Road, Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Memphis TN 02/2014 Present
Lpl Financial Llc Brentwood TN 08/2025 Present
  • 02/2014 → Present
    Ftb Advisors, Inc.
    Memphis, TN
  • 08/2025 → Present
    Brentwood, TN
Previous Registrations
  • 2014-07-01 → 2025-08-21
    First Horizon Advisors, Inc.
    Memphis, TN
    Franklin, TN
    Franklin, TN
    Franklin, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Brentwood, TN
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 08/26/2025 2. 08/21/2025-First Horizon Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 03/21/2023- 160 Hours Per Month- 160 Hours During Trading 3. 08/21/2025-Tennessee Soccer Club- Coach/ Sports/ Fitness- Not INV Related- At Franklin, TN- Start date 03/21/2023- 12 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-30
  • S66 Uniform Combined State Law Examination
    2014-06-30
Other Names
  • Dayton Charles O'BRien

View on SEC IAPD

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