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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-08-18
  • VA RA
    APPROVED
    Since 2026-08-18

Branch Locations

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 06/2015 11/2016
Bank Of America, N.A. Richmond VA 06/2015 11/2016
Mass Mutual Life Insurance Company Glen Allen VA 11/2016 02/2017
Mml Investors Services Glen Allen VA 12/2016 02/2017
Edward Jones Richmond VA 04/2017 12/2017
Wells Fargo Clearing Services, Llc. Richmond VA 01/2018 04/2021
Wells Fargo Bank Na Richmond VA 01/2018 04/2021
Fidelity Investments Glen Allen VA 04/2021 11/2021
Lpl Financial Llc Glen Allen VA 11/2021 05/2026
Blue Ridge Bank Richmond VA 11/2021 06/2026
Mml Investors Services, Llc Glen Allen VA 08/2026 Present
Massmutual Life Insurance Company Glen Allen VA 07/2026 Present
  • 06/2015 → 11/2016
    Richmond, VA
  • 06/2015 → 11/2016
    Bank Of America, N.A.
    Richmond, VA
  • 11/2016 → 02/2017
    Mass Mutual Life Insurance Company
    Glen Allen, VA
  • 12/2016 → 02/2017
    Mml Investors Services
    Glen Allen, VA
  • 04/2017 → 12/2017
    Richmond, VA
  • 01/2018 → 04/2021
    Richmond, VA
  • 01/2018 → 04/2021
    Wells Fargo Bank Na
    Richmond, VA
  • 04/2021 → 11/2021
    Fidelity Investments
    Glen Allen, VA
  • 11/2021 → 05/2026
    Glen Allen, VA
  • 11/2021 → 06/2026
    Blue Ridge Bank
    Richmond, VA
  • 08/2026 → Present
    Glen Allen, VA
  • 07/2026 → Present
    Massmutual Life Insurance Company
    Glen Allen, VA
Previous Registrations
Other Businesses

NAME: BLACK STAG HOLDINGS LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: BOOK PUBLISHING ROYALTIES POSITION: OWNER START DATE: 2/1/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MANAGING THE HOLDINGS COMPANY, WRITING AND PUBLISHING FICTIONAL WORK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-02
  • S66 Uniform Combined State Law Examination
    2015-09-02
Other Names
  • Marc-Anthony Randell Richardson
  • Marc-Anthony Richardson
  • Marcanthony Richardson

View on SEC IAPD

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