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Bok Financial Private Wealth, Inc. CRD 106733
$3.72B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1600 Broadway 4Th Floor, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-22 |
| OK | RA | APPROVED | 2023-02-22 |
| TX | RA | APPROVED | 2023-02-22 |
Branch Locations
777 Main St., Ste. 3500, Fort Worth, TX 76102 • United States
One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States
777 Main St. Ste. 3500, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2014 | 11/2017 |
| Northwestern Mutual Investment Services Llc | Fort Worth | TX | 01/2015 | 11/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 11/2017 |
| Wells Fargo Clearing Services Llc | Arlington | TX | 12/2017 | 12/2022 |
| Bok Financial Securities, Inc. | Fort Worth | TX | 01/2023 | Present |
| Bokf, Na | Fort Worth | TX | 01/2023 | Present |
| Bok Financial Private Wealth, Inc | Fort Worth | TX | 01/2023 | Present |
Name: Woody Contractors Address: 650 Tower Dr., Kennedale, TX 76060 Inv rel: N Start: 12/2022 Position: VP of Finance Nature of OBA: construction Hrs/mo: 20 Hrs/mo trade: 0 Description of duties: processing year end financial reports
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-12 |
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