Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-02 |
Branch Locations
2600 North Military Trail Suite 240 Floor 2, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Boca Raton | FL | 09/2022 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 09/2022 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Boca Raton | FL | 05/2024 | Present |
| Jpmorgan Chase Bank | Pompano Beach | FL | 03/2015 | 08/2022 |
| Jpmorgan Securities, Llc | Pompano Beach | FL | 03/2015 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-26 |
Reach out to this advisor