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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Columbia | SC | 09/2013 | 11/2016 |
| Wells Fargo Bank Na | Columbia | SC | 11/2011 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 11/2016 | 05/2022 |
| Truist Invesment Services Inc. | Irmo | SC | 05/2022 | 07/2026 |
| Truist Advisory Services Inc. | Irmo | SC | 05/2022 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 07/2026 | Present |
HAWKFIELD COURT, LLC POSITION: Managing Member NATURE: The LLC was established to hold rental property though not currently holding any. The LLC is maintained in good standing in case I ever wanted to use it in the future to avoid refiling and fees. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2019 ADDRESS: Irmo SC, United States DESCRIPTION: I currently have no duties or responsibilities with this LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-13 |
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