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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-04-30 |
Branch Locations
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
7820 N Silverbell Rd, Tucson, AZ 85743 • United States
18590 S Nogales Hwy, Green Valley, AZ 85614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Tucson | AZ | 10/2015 | 06/2016 |
| New York Life Insurance Company | Tucson | AZ | 06/2016 | 06/2017 |
| Nylife Securities Llc | Tucson | AZ | 07/2016 | 06/2017 |
| Kwg | Tucson | AZ | 06/2015 | 07/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 04/2021 | Present |
| Edward Jones | St Louis | MO | 06/2017 | 04/2021 |
GUARDIAN/CONSERVATOR FOR DAUGHTER; INV RELATED; GREEN VALLEY, AZ; GUARDIAN/CONSERVATOR; 03/2025; 50 HOURS PER MONTH; 0 HOURS DURING TRADE; SUPPORT DAUGHTER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-20 |
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