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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-20
AZ RA APPROVED 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-20
  • AZ RA
    APPROVED
    Since 2026-01-07

Branch Locations

13602 N. 7Th St., Phoenix, AZ 85022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 01/2026 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 01/2026 Present
Unemployed Scottsdale AZ 09/2025 01/2026
Glacier Wind Charters Llc Hoonah AK 05/2023 09/2025
Bank Of America Phoenix AZ 02/2018 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 02/2018 07/2025
Unemployed Scottsdale AZ 02/2017 02/2018
Merrill Edge/Bank Of America Chandler AZ 01/2013 01/2017
  • 01/2026 → Present
    Phoenix, AZ
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 09/2025 → 01/2026
    Unemployed
    Scottsdale, AZ
  • 05/2023 → 09/2025
    Glacier Wind Charters Llc
    Hoonah, AK
  • 02/2018 → 07/2025
    Bank Of America
    Phoenix, AZ
  • 02/2018 → 07/2025
    Phoenix, AZ
  • 02/2017 → 02/2018
    Unemployed
    Scottsdale, AZ
  • 01/2013 → 01/2017
    Merrill Edge/Bank Of America
    Chandler, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-14
  • S66 Uniform Combined State Law Examination
    2013-05-14

View on SEC IAPD

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