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1300 Broad Street Suite 303, Chattanooga, TN 37402-4476 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-03 |
Branch Locations
1300 Broad Street Suite 303, Chattanooga, TN 37402-4476 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | New York | NY | 01/2013 | 06/2018 |
| Guggenheim Securities, Llc | New York | NY | 06/2018 | 11/2021 |
| Icr Capital Llc | New York | NY | 12/2021 | 01/2024 |
| Clozetivity Of Greater Chattanooga, Llc | Chattanooga | TN | 02/2024 | Present |
| Barnett & Co Inc | Chattanooga | TN | 06/2025 | Present |
XVI Ventures, LLC ||not investment related || Passive Holding Company ||LOCATED: 711 Signal Mountain Rd #152, Chattanooga, TN 37405 ||Officer ||START: 02/2024 ||DEVOTE: 0hrs/mth with none during securities trading hrs || Duties: None, passive holding company Clozetivity of Greater Chattanooga, LLC ||not investment related || Custom Closet Solutions ||LOCATED: 711 Signal Mountain Rd #152, Chattanooga, TN 37405 ||Officer ||START: 02/2024 ||DEVOTE: 10hrs/mth with none during securities trading hrs ||Duties: Closet designs; schedule installations Oakleaf Organizing, LLC ||not investment related || Organizing Company||LOCATED: 711 Signal Mountain Rd #152, Chattanooga, TN 37405 ||Officer ||START: 02/2024 ||DEVOTE: 0hrs/mth with none during securities trading hrs || Duties: None, does not operate Oaktree Education, Inc. ||not investment related || K-12 Tutoring & Exam Prep ||LOCATED: 313 Arrow Drive Signal Mountain, TN 37377 ||Officer ||START: 02/2023 ||DEVOTE: 10hrs/mth with none during securities trading hrs || Duties: None, does not operate
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-10 |
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