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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-13
NM RA APPROVED 2019-08-15
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • NM RA
    APPROVED
    Since 2019-08-15

Branch Locations

5911 Jefferson St Ne Ste A, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investor Services, Llc Albuquerque NM 08/2016 02/2018
University Of Nm Albuquerque NM 01/2013 05/2017
Raymond James Financial Services, Inc. Albuquerque NM 02/2018 Present
Raymond James Financial Services Advisors Inc. Albuquerque NM 08/2019 Present
  • 08/2016 → 02/2018
    Mml Investor Services, Llc
    Albuquerque, NM
  • 01/2013 → 05/2017
    University Of Nm
    Albuquerque, NM
  • 02/2018 → Present
    Raymond James Financial Services, Inc.
    Albuquerque, NM
  • 08/2019 → Present
    Albuquerque, NM
Other Businesses

(1)Name of Business: Meals on Wheels Albuquerque Address: 5901 Harper Dr NE, Albuquerque , NM, 87109, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board member tasked with attending regular meetings and serving on at the Finance Committee as Treasurer. This committee will supervise the designated outside investment management of the organization's portfolio and make recommendations to the board regarding project funding and achievement of long-term financial goals. The role is not responsible to writing checks or directly approving financial contracts. The role does include reviewing organizational invoices. (2)Name of Business: The Renaud Investment Group: Raymond James Address: 5911 Jefferson St NE Ste A, Albuquerque, NM, 87109, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I assist the practice with day to day activities, client service, information management, answering phones, filling documents, scheduling, and taking notes for meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-05
S63 Uniform Securities Agent State Law Examination 2017-02-24
  • S66 Uniform Combined State Law Examination
    2019-03-05
  • S63 Uniform Securities Agent State Law Examination
    2017-02-24
Other Names
  • Bryan Costilla

View on SEC IAPD

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