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Rachael Marie Kepke

Raymond James Financial Services Advisors, Inc

San Ramon, CA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-31
  • CA RA
    APPROVED
    Since 2023-05-31

Branch Locations

2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 01/2014 05/2023
Sgc Financial Group San Ramon CA 01/2014 05/2023
Raymond James Financial Services, Inc. San Ramon CA 05/2023 Present
Raymond James Financial Services Advisors, Inc. San Ramon CA 05/2023 Present
Summit Financial Group San Ramon CA 01/2014 Present
  • 01/2014 → 05/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2014 → 05/2023
    Sgc Financial Group
    San Ramon, CA
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
  • 05/2023 → Present
    Raymond James Financial Services Advisors, Inc.
    San Ramon, CA
  • 01/2014 → Present
    Summit Financial Group
    San Ramon, CA
Previous Registrations
  • 2014-01-24 → 2023-05-31
    Securian Financial Services, Inc.
    San Ramon, CA
  • 2011-10-26 → 2014-01-13
    Kestra Investment Services, Llc
    Pleasant Hill, CA
  • 2009-01-08 → 2011-08-05
    Securian Financial Services, Inc.
    Rancho Santa Fe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-17
  • S66 Uniform Combined State Law Examination
    2008-12-17
Designations

View on SEC IAPD

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Other Offices

BROOKER WEALTH MANAGEMENT · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
INTEGRITY ALLIANCE, LLC. · San Ramon, CA
INSIGHT WEALTH STRATEGIES, LLC · SAN RAMON, CA

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