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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-24 |
Branch Locations
947A E Main St, Lexington, SC 29072 • United States
Swansea, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Columbia | SC | 02/2018 | 04/2025 |
| Jarrod Stokes | Columbia | SC | 05/2016 | 11/2018 |
| Jarrod Stokes | Columbia | SC | 08/2015 | 05/2016 |
| Samuel Dowdy | Columbia | SC | 11/2018 | 04/2025 |
| George Starnes | Columbia | SC | 11/2018 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2020 | 04/2025 |
| Ameriprise Financial Services, Llc | Lexington | SC | 12/2025 | Present |
| Raymond James & Associates | Columbia | SC | 05/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-22 |
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