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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Fort Worth | TX | 12/2008 | 12/2019 |
| Td Ameritrade, Inc | Westlake | TX | 10/2022 | 12/2024 |
| Lighthouse Lenders | Fort Worth | TX | 11/2019 | 09/2020 |
| Castle And Cooke Mortgage | Irving | TX | 09/2020 | 04/2022 |
| Total Lending Concepts | Addison | TX | 05/2022 | 10/2022 |
| Nylife Securities Llc | Frisco | TX | 02/2025 | 10/2025 |
| New York Life Insurance | Frisco | TX | 12/2024 | 10/2025 |
| Park Avenue Securities | Fort Worth | TX | 11/2025 | 12/2025 |
| Guardian Life Insurance Company | Fort Worth | TX | 11/2025 | 12/2025 |
| Park Avenue Securities | Plano | TX | 12/2025 | Present |
| Guardian Life Insurance Company | Plano | TX | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-24 |
| S66 | Uniform Combined State Law Examination | 2013-12-20 |
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