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Current Employers
Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-07
CO RA APPROVED 2025-03-20
MO RA APPROVED 2024-03-08
  • KS RA
    APPROVED
    Since 2025-04-07
  • CO RA
    APPROVED
    Since 2025-03-20
  • MO RA
    APPROVED
    Since 2024-03-08

Branch Locations

1010 Grand, Kansas City, MO 64106 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Bank Kansas City MO 06/2013 Present
Umb Financial Services Inc Kansas City MO 11/2023 Present
Other Businesses

1) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 06/01/2013, 152 hours per month allocated to UMB Bank during normal business hours 2) Nelson Hill LLC, non-investment related, handmade leather golf goods, 20 - 40 hours per month, $10,000 annually

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08

View on SEC IAPD

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