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Rick Lee Fraser

Edward Jones

Midland, MI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-10
TX RA APPROVED_RES 2018-12-06
  • MI RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED_RES
    Since 2018-12-06

Branch Locations

700 S Saginaw, Midland, MI 48640 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2007 Present
Other Businesses

Rental Property Type of business: Duplex Brighton, MI Start date: 5/1/1993 Owner Hours per week: 5 Hours during trading: 0 Owner, landlord. Use a management service to manage property. * F & H Rec Properties LLC Type of business: Tree Farm Atlanta, MI Start date: 12/16/2020 Managing Partner Hours per week: 2 Hours during trading: 0 Manage growth of trees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-24
  • S66 Uniform Combined State Law Examination
    2007-05-24
Designations
Other Names
  • Rick Fraser

View on SEC IAPD

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