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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-12-18
  • HI RA
    APPROVED
    Since 2025-12-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Kaneohe, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Monterey CA 05/2015 02/2017
Jp Morgan Chase Bank Monterey CA 05/2015 02/2017
Jp Morgan Chase Bank Monterey CA 02/2017 03/2019
Jp Morgan Securites Llc Monterey CA 02/2017 03/2019
Gwfs Equities, Inc Greenwood Village CO 05/2019 Present
Jp Morgan Securities Llc Denver CO 03/2019 05/2019
Jp Morgan Chase Bank Denver CO 03/2019 05/2019
  • 05/2015 → 02/2017
    Jpmorgan Securities Llc
    Monterey, CA
  • 05/2015 → 02/2017
    Jp Morgan Chase Bank
    Monterey, CA
  • 02/2017 → 03/2019
    Jp Morgan Chase Bank
    Monterey, CA
  • 02/2017 → 03/2019
    Jp Morgan Securites Llc
    Monterey, CA
  • 05/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2019 → 05/2019
    Denver, CO
  • 03/2019 → 05/2019
    Jp Morgan Chase Bank
    Denver, CO
Previous Registrations
  • 2015-06-29 → 2019-04-12
    Sacramento, CA
    Sacramento, CA
    Carmichael, CA
    Sacramento, CA
    Paradise, CA
    Oroville, CA
    Redding, CA
    Redding,, CA
    Red Bluff, CA
    Redding,, CA
    Redding, CA
    Red Bluff, CA
    Redding, CA
    Monterey, CA
    Pacific Grove, CA
    Redding, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-26
S63 Uniform Securities Agent State Law Examination 2011-08-14
  • S66 Uniform Combined State Law Examination
    2015-06-26
  • S63 Uniform Securities Agent State Law Examination
    2011-08-14
Other Names
  • Amber Rae Niles

View on SEC IAPD

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