Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-05-08
TX RA APPROVED 2022-08-22
  • OK RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

6300 Ridglea Place, Fort Worth, TX 76116 • United States

Aledo, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 04/2007 04/2022
First Command Financial Services, Inc. Fort Worth TX 04/2007 04/2022
First Command Advisory Services Fort Worth TX 12/2015 04/2022
Unemployed Aledo TX 05/2022 08/2022
Thrivent Investment Management Inc Fort Worth TX 08/2022 Present
Thrivent Financial Appleton WI 08/2022 Present
  • 04/2007 → 04/2022
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 04/2007 → 04/2022
    First Command Financial Services, Inc.
    Fort Worth, TX
  • 12/2015 → 04/2022
    Fort Worth, TX
  • 05/2022 → 08/2022
    Unemployed
    Aledo, TX
  • 08/2022 → Present
    Fort Worth, TX
  • 08/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2015-12-15 → 2022-05-03
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
  • 2007-08-09 → 2015-12-15
    First Command Brokerage Services, Inc.
    Leesville, LA
    Biloxi, MS
    Corpus Christi, TX
    Colonial Heights, VA
    Fort Worth, TX
Other Businesses

CLAIRE VISTA HOA BOARD POSITION: Board Member NATURE: I'm a board member in my HOA for my neighborhood of 84 houses. I'm one of three board members, we don't have titles. We use a third party to handle all funds/finances/fines. We essentially just make decisions when it comes to improvements or actions to be taken on behalf of the community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 247 Bearclaw Circle, Aledo TX 76008, United States DESCRIPTION: see above

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-20
S63 Uniform Securities Agent State Law Examination 2007-07-10
  • S65 Uniform Investment Adviser Law Examination
    2007-07-20
  • S63 Uniform Securities Agent State Law Examination
    2007-07-10
Other Names
  • James L Braxton
  • James Larkin Braxton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Worth, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor