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Di Xiang Thigpen-Shankles

Fulcrum Capital, LLC

Seattle, WA

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Current Employers
Fulcrum Capital, Llc

800 Fifth Avenue Suite 3800, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-04-14
  • WA RA
    APPROVED
    Since 2020-04-14

Branch Locations

800 Fifth Avenue Suite 3800, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investments Seattle WA 09/2014 08/2018
Viridian Ria Llc Bothell WA 08/2018 04/2020
Fulcrum Capital Llc Seattle WA 04/2020 Present
Previous Registrations
  • 2018-08-30 → 2020-04-13
    Viridian Ria, Llc
    Bothell, WA
  • 2016-03-08 → 2018-08-13
    Russell Investments
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-30
  • S66 Uniform Combined State Law Examination
    2015-01-30
Other Names
  • Di Xiang Au
  • Di Xiang Thigpen
  • Di Xiang Au

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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