Rudy Anguiano

Current Employers

Employment History

• 02/2016 → 09/2020
  Various Insurance Carriers For W&R Insurance Agencies
  Chino Hills, CA
• 02/2016 → 09/2020
  Waddell & Reed, Inc
  Brea, CA
• 09/2020 → 04/2022
  Ameriprise Financial Services, Llc
  Aliso Viejo, CA
• 04/2022 → Present
  Lpl Financial
  Brea, CA

Previous Registrations

• 2022-04-04 → 2025-12-18
  Lpl Financial Llc
  Brea, CA
• 2020-09-25 → 2022-04-08
  Ameriprise Financial Services, Llc
  Aliso Veijo, CA
• 2016-02-29 → 2020-09-28
  Waddell & Reed
  Brea, CA
  Riverside, CA
  Las Vegas, NV
  Brea, CA
• 2013-09-17 → 2016-03-01
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  El Segundo, CA
  Signal Hill, CA
  Lakewood, CA
  Signal Hill, CA
  Signal Hill, CA
  Pico Rivera, CA
  Santa Fe Springs, CA
• 2012-02-14 → 2013-09-17
  U.S. Bancorp Investments, Inc.
  Whittier, CA
  Paramount, CA
  Downey, CA
  Lynwood, CA
  Maywood, CA
  Cudahy, CA
  Los Angeles, CA
  Norwalk, CA
  Montbello, CA
  Hacienda Heights, CA
  Downey, CA

Other Businesses

1. 4/2020 - Business Entity For Tax/Investment Purposes Only - ANGUIANO CAPITAL PARTNERS, INC. - Not Investment Related - Chino Hills, CA 91709 2. A&A Capital Group LLC/ DBA Piara Pizza 4946 Whittier Blvd, Los Angeles, CA 90022. Non-Investment related. Operates two pizza shops. 10 hours per week. 3. 2/2026 - Midland National Corp. - Insurance Agent - No ownership - Life insurance and annuity agent - Non investment related - Approximately 5 hours per week,

Exams

• S66 Uniform Combined State Law Examination
  2012-02-13
• S63 Uniform Securities Agent State Law Examination
  2007-02-14