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Barbara Ann Tromm

Victory Capital Management Inc.

San Antonio, TX

CRD 5185086

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Employer firm

Victory Capital Management Inc. CRD 106189

$283B regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • MODEL PORTFOLIOS; RESEARCH SERVICES FOR A FEE TO CERTAIN NON-RELATED PERSONS

From the firm’s Form ADV. Read the guides:

Current Employers
Victory Capital Management Inc.

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-01
  • TX RA
    APPROVED
    Since 2021-06-01

Branch Locations

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc San Antonio TX 11/2010 07/2019
Usaa Financial Planning Services San Antonio TX 03/2013 07/2019
Usaa Investment Management Company San Antonio TX 01/2018 07/2019
Victory Capital Services, Inc. San Antonio TX 07/2019 Present
Victory Capital Management, Inc San Antonio TX 07/2019 Present
  • 11/2010 → 07/2019
    Usaa Financial Advisors, Inc
    San Antonio, TX
  • 03/2013 → 07/2019
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → 07/2019
    Usaa Investment Management Company
    San Antonio, TX
  • 07/2019 → Present
    Victory Capital Services, Inc.
    San Antonio, TX
  • 07/2019 → Present
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-28
S63 Uniform Securities Agent State Law Examination 2006-11-27
  • S65 Uniform Investment Adviser Law Examination
    2014-07-28
  • S63 Uniform Securities Agent State Law Examination
    2006-11-27
Other Names
  • Barbara Ann Fitch
  • Barbara Ann Pyle

View on SEC IAPD

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