Alec Lloyd Mouring

Current Employers

Employment History

• 07/2016 → 02/2017
  Axa Advisors Llc
  New York, NY
• 04/2017 → 09/2021
  Fidelity Brokerage Services Llc
  Bethesda, MD
• 09/2021 → 05/2022
  Fidelity Investments
  Bethesda, MD
• 06/2022 → 01/2025
  Lincoln Financial Securities
  Bel Air, MD
• 01/2025 → Present
  Osaic Wealth, Inc.
  Bel Air, MD

Previous Registrations

• 2022-06-10 → 2025-01-24
  Osaic Fs, Inc.
  Bel Air, MD
• 2021-11-09 → 2022-05-16
  Fidelity Personal And Workplace Advisors
  Forest Hill, MD
• 2018-08-02 → 2021-07-26
  Fidelity Personal And Workplace Advisors
  Bethesda, MD
• 2016-11-18 → 2017-02-21
  Equitable Advisors, Llc
  Columbia, MD

Other Businesses

1) Alec Mouring, 22 Linwood Ave., Suite A, Bel Air, MD Category: Insurance Investment Related: Yes Title: Agent Duties: Offer Fixed Annuities and Traditional Life Insurance Start Date: 7/2023 Hours per Month: 10 Hours per Month during trading hours: 2 2) ALEC MOURING 22 LINWOOD AVENUE, SUITE A BEL AIR, MD CATEGORY: NOTARY PUBLIC INVESTMENT RELATED: NO TITLE: SELF DUTIES: PROVIDE NOTARY SERVICES START DATE: 11/2023 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 3) NOTARY PUBLIC POSITION: Self NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2023 ADDRESS: 22 Linwood Avenue, Suite A, Bel Air MD 21014, United States DESCRIPTION: I may occasionally provide notary services for clients under my OSJ. (not my own clients) 4) MULLEN ANDERSEN & ASSOCIATES POSITION: Registered Assistant NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2023 ADDRESS: 22 Linwood Ave, Suite A, Bel Air MD 21014, United States DESCRIPTION: Supporting RR/OSJ, Joseph Andersen, and his clients with account maintenance, trading, opening of new accounts, relationship management, etc..

Exams

• S66 Uniform Combined State Law Examination
  2016-11-15

Other Names

• Alec Lloyd Mouring
• Alec Mouring