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Francis Patrick Mcnamara

LPl Financial LLC

Sulphur, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-14
TX RA APPROVED 2024-03-12
  • LA RA
    APPROVED
    Since 2024-03-14
  • TX RA
    APPROVED
    Since 2024-03-12

Branch Locations

2250 Maplewood Dr, Sulphur, LA 70663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Federal Bank Of Louisana Sulphur LA 01/2016 Present
Cetera Investment Advisers Llc Sulphur LA 01/2016 03/2024
Cetera Investment Services Llc St.CLoud MN 01/2016 03/2024
Lpl Financial Llc Sulphur LA 03/2024 Present
  • 01/2016 → Present
    First Federal Bank Of Louisana
    Sulphur, LA
  • 01/2016 → 03/2024
    Cetera Investment Advisers Llc
    Sulphur, LA
  • 01/2016 → 03/2024
    Cetera Investment Services Llc
    St.CLoud, MN
  • 03/2024 → Present
    Lpl Financial Llc
    Sulphur, LA
Previous Registrations
  • 2016-01-06 → 2024-03-11
    Cetera Investment Advisers Llc
    Sulphur, LA
  • 2015-01-28 → 2016-01-08
    Capital One Advisors, Llc
    Seattle, WA
  • 2012-01-20 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

02/2024 - First Federal Investments / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-18
S63 Uniform Securities Agent State Law Examination 2001-03-21
  • S66 Uniform Combined State Law Examination
    2012-01-18
  • S63 Uniform Securities Agent State Law Examination
    2001-03-21
Other Names
  • Frank Mcnamara
  • Frank Mcnamara

View on SEC IAPD

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