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Janet Dianne Leleux

LPl Financial LLC

Sulphur, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-14
TX RA APPROVED 2024-03-12
  • LA RA
    APPROVED
    Since 2024-03-14
  • TX RA
    APPROVED
    Since 2024-03-12

Branch Locations

2250 Maplewood Dr, Sulphur, LA 70663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Federal Bank Of Louisiana Lake Charles LA 01/2008 Present
Cetera Investment Services Llc St. Cloud MN 01/2008 03/2024
Cetera Investment Advisers Llc Sulphur LA 01/2014 03/2024
Lpl Financial Llc Sulphur LA 03/2024 Present
  • 01/2008 → Present
    First Federal Bank Of Louisiana
    Lake Charles, LA
  • 01/2008 → 03/2024
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 03/2024
    Cetera Investment Advisers Llc
    Sulphur, LA
  • 03/2024 → Present
    Lpl Financial Llc
    Sulphur, LA
Previous Registrations
  • 2014-01-21 → 2024-03-11
    Cetera Investment Advisers Llc
    Sulphur, LA
  • 2008-01-15 → 2014-01-21
    Cetera Investment Services Llc
    Sulphur, LA
  • 2003-10-20 → 2004-09-24
    Wamu Investments, Inc.
    Bellaire, TX
Other Businesses

02/2024 - First Federal Investments / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-02
S63 Uniform Securities Agent State Law Examination 1998-03-26
  • S65 Uniform Investment Adviser Law Examination
    1998-04-02
  • S63 Uniform Securities Agent State Law Examination
    1998-03-26
Other Names
  • Janet Dianne Cole
  • Janet Dianne Hailey
  • Janet Diane Feuerborn
  • Janet Dianne Feuerborn

View on SEC IAPD

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