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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-19 |
| LA | RA | APPROVED | 2026-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Louis Catholic High School | Lake Charles | LA | 08/2014 | 05/2018 |
| Snap Fitness | Lake Charles | LA | 09/2018 | 05/2020 |
| Mcneese State University | Lake Charles | LA | 07/2018 | 05/2024 |
| Stables At Le Bocage | Lake Charles | LA | 05/2020 | 07/2023 |
| Raymond James Financial Services, Inc. | Lake Charles | LA | 07/2023 | 01/2026 |
| Northwestern Mutual Investment Services, Llc | Lake Charles | LA | 10/2022 | 01/2023 |
| Raymond James Financial Services Advisors, Inc. | Lake Charles | LA | 01/2025 | 01/2026 |
| Lpl Financial | Sulfur | LA | 01/2026 | Present |
1-12/2025 /Investment products and services are offered through LPL Financial LLC using the DBA/First Federal Investments / Inv Rltd / 160 hrs mnth / 160 hrs during trading / at rprt loc / start 01/05/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-27 |
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