Lori Renae Bogatz

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → 06/2024
  Securities America, Inc.
  Omaha, NE
• 07/2002 → Present
  Bogatz Heating And Air Conditioning
  Omaha, NE
• 12/1997 → 06/2024
  Everbank
  Lavista, NE
• 08/2009 → 06/2024
  Securities America Advisor, Inc.
  La Vista, NE
• 10/2012 → 11/2024
  Arbor Point Advisors
  La Vista, NE
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Jersey City, NJ
• 11/2024 → 01/2025
  Osaic Advisory Services, Llc
  Atlanta, GA
• 01/2025 → 05/2026
  Hornor, Townsend & Kent, Llc
  Wilmington, DE
• 08/2026 → Present
  Osaic Wealth Inc.
  Scottsdale, AZ

Previous Registrations

• 2025-01-15 → 2026-05-26
  Hornor, Townsend & Kent, Llc
  Conshohocken, PA
• 2024-06-14 → 2025-01-06
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
• 2024-11-08 → 2025-01-06
  Osaic Advisory Services, Llc
  Atlanta, GA
• 2012-11-21 → 2024-11-08
  Arbor Point Advisors
  Lavista, NE
• 2009-08-07 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE

Other Businesses

1.BATH AND BODY WORKS POSITION: Sales associate NATURE: associate INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2026 ADDRESS: 21317 Nebraska Crossing, Gretna NE 68028, United States DESCRIPTION: sales associate 2.BOGATZ HEATING AND AIR CONDITIONING POSITION: Office work NATURE: BOGATZ HEATING AND AIR CONDITIONING; OFFICE WORK; GRETNA, NE; BEGINNING JULY 2002. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2002 ADDRESS: 12325 Husker Dr, Gretna NE 68028, United States DESCRIPTION: Part time miscellaneous and janitorial role

Exams

• S66 Uniform Combined State Law Examination
  2009-07-29