Benjamin L Hargett

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2022
  Lpl Financial, Llc
  Fort Mill, SC
• 08/2022 → Present
  Wells Fargo Clearing Services
  Charlotte, NC
• 04/2022 → 07/2022
  Unemployed
  Huntersville, NC

Previous Registrations

• 2020-05-08 → 2022-04-29
  Lpl Financial Llc
  Fort Mill, SC
• 2003-04-23 → 2004-06-30
  Newport Group Securities, Inc.
  Heathrow, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-09-30

Designations

• Chartered Financial Analyst

Other Names

• Benjamin Lawrence Hargett