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Kenneth Paul Heckman

Ameritas Advisory Services, LLC

Cincinnati, OH

Cincinnati, OH

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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-29
TX RA APPROVED 2023-10-27
  • OH RA
    APPROVED
    Since 2023-10-29
  • TX RA
    APPROVED
    Since 2023-10-27

Branch Locations

1880 Waycross Road, Cincinnati, OH 45240 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Protective Life Cincinnati OH 03/2011 12/2016
Proequities, Inc Cincinnati OH 04/2011 12/2016
Axa Advisors, Llc New York NY 01/2017 01/2017
Unaffilliated Cinicinnati OH 02/2017 04/2017
Aaron Capital Inc. Memphis TN 04/2017 12/2017
Ameritas Advisory Services, Llc Lincoln NE 10/2023 Present
Plain Financial Solutions Llc Cincinnati OH 06/2017 10/2019
Ameritas Investment Company, Llc Lincoln NE 08/2018 Present
  • 03/2011 → 12/2016
    Protective Life
    Cincinnati, OH
  • 04/2011 → 12/2016
    Proequities, Inc
    Cincinnati, OH
  • 01/2017 → 01/2017
    Axa Advisors, Llc
    New York, NY
  • 02/2017 → 04/2017
    Unaffilliated
    Cinicinnati, OH
  • 04/2017 → 12/2017
    Aaron Capital Inc.
    Memphis, TN
  • 10/2023 → Present
    Ameritas Advisory Services, Llc
    Lincoln, NE
  • 06/2017 → 10/2019
    Plain Financial Solutions Llc
    Cincinnati, OH
  • 08/2018 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 1998-04-17
  • S65 Uniform Investment Adviser Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    1998-04-17
Other Names
  • Ken Heckman
  • Kenneth P Heckman

View on SEC IAPD

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ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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