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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-04 |
| UT | RA | APPROVED | 2012-07-20 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
South Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 06/2012 | Present |
| E*Trade Securities Llc | Sandy | UT | 11/2022 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 11/2022 | Present |
*370821 - Rental Property; Investment Related - Yes; Herriman, Utah; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2019; During Business Hours: 0; After Business Hours: 0; owner/landlord *652411- self; Investment related: Yes; Vineyard, Utah; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 0; After business hours: 0; owner/landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-08 |
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