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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-09-14 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Littleton, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 09/2004 | 10/2016 |
| Tiaa | Denver | CO | 09/2004 | 10/2016 |
| Transamerica Retirement Solutions | Denver | CO | 09/2018 | 04/2023 |
| Transamerica Retirement Solutions | Denver | CO | 08/2017 | 09/2018 |
| Full Time Job Search | Littleton | CO | 11/2016 | 08/2017 |
| Transamerica Investors Securities Corporation | Denver | CO | 09/2018 | 04/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 08/2023 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2023 | Present |
| Unemployed | Littleton | CO | 05/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-25 |
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