Thomas William Mckinney

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 06/2021
  The Prudential Insurance Company Of America
  Phoenix, AZ
• 06/2021 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 01/2021 → 06/2021
  Pruco Securities
  Phoenix, AZ
• 03/1998 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Los Angeles, CA
• 03/1998 → 11/2020
  Tiaa
  Los Angeles, CA

Previous Registrations

• 2021-02-02 → 2021-06-25
  Pruco Securities, Llc.
  Phoenix, AZ
• 2011-08-31 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Pasadena, CA
  Pasadena, CA
  Sherman Oaks, CA
  Newport Beach, CA

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355.

Exams

• S66 Uniform Combined State Law Examination
  2011-08-30
• S65 Uniform Investment Adviser Law Examination
  1997-06-03
• S63 Uniform Securities Agent State Law Examination
  1997-05-23

Other Names

• Thomas William Mckinney
• Thomas William Mckinney
• Tom Mckinney
• Thomas Mckinney