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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-06
NE RA APPROVED 2015-08-25
  • NC RA
    APPROVED
    Since 2017-03-06
  • NE RA
    APPROVED
    Since 2015-08-25

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Bennington, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coppell Advisory Solutions, Llc Coppell TX 08/2015 Present
Financial Brokerage, Inc. Omaha NE 07/2014 Present
Spectrum Advisory & Planning Services Omaha NE 12/2015 Present
  • 08/2015 → Present
    Coppell, TX
  • 07/2014 → Present
    Financial Brokerage, Inc.
    Omaha, NE
  • 12/2015 → Present
    Spectrum Advisory & Planning Services
    Omaha, NE
Previous Registrations
Other Businesses

ACTS AS AN INDEPENDENT CONTRACTOR OF VARIOUS INSURANCE COMPANIES FOR PERSONAL INSURANCE SALES IN ADDITION TO EMPLOYMENT AT FINANCIAL BROKERAGE, INC. THE ACTIVITY IS INSURANCE (LIFE & HEALTH LICENSE) AND INVESTMENT RELATED. WHEN CONDUCTING PERSONAL SALES, THE ADDRESS IS 7209 NORTH 153RD CIRCLE, BENNINGTON, NE 68007. THE ACTIVITY IS PERSONAL INSURANCE SALES SINCE AUGUST 2007 ACTING IN A SELF-EMPLOYED CAPACITY APPROXIMATE AMOUNT OF TIME SPENT EACH MONTH IS ESTIMATED AT 12-15 HOURS DURING NON-TRADING HOURS. DUTIES MAINLY INCLUDE SALES PROSPECTING, MEETING NEW CLIENTS AND SELLING FIXED LIFE, ANNUITY, AND LONG-TERM CARE INSURANCE AND ASSETS UNDER MANAGEMENT. Nova Fitness Equipment; 4511 S 119th Circle, Omaha, NE 68137; President & Owner; Oversee day to day operations, sells & services fitness equipment in the B2B space, some retail./home customers as well; start date 3/2017; not investment related; not raising capital; 120 hrs per month; compensated via salary/dividends

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-11
S63 Uniform Securities Agent State Law Examination 1997-06-26
  • S65 Uniform Investment Adviser Law Examination
    2007-05-11
  • S63 Uniform Securities Agent State Law Examination
    1997-06-26
Other Names
  • Kevin R Kusleika

View on SEC IAPD

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