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1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-03-06 |
| NE | RA | APPROVED | 2015-08-25 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Bennington, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coppell Advisory Solutions, Llc | Coppell | TX | 08/2015 | Present |
| Financial Brokerage, Inc. | Omaha | NE | 07/2014 | Present |
| Spectrum Advisory & Planning Services | Omaha | NE | 12/2015 | Present |
ACTS AS AN INDEPENDENT CONTRACTOR OF VARIOUS INSURANCE COMPANIES FOR PERSONAL INSURANCE SALES IN ADDITION TO EMPLOYMENT AT FINANCIAL BROKERAGE, INC. THE ACTIVITY IS INSURANCE (LIFE & HEALTH LICENSE) AND INVESTMENT RELATED. WHEN CONDUCTING PERSONAL SALES, THE ADDRESS IS 7209 NORTH 153RD CIRCLE, BENNINGTON, NE 68007. THE ACTIVITY IS PERSONAL INSURANCE SALES SINCE AUGUST 2007 ACTING IN A SELF-EMPLOYED CAPACITY APPROXIMATE AMOUNT OF TIME SPENT EACH MONTH IS ESTIMATED AT 12-15 HOURS DURING NON-TRADING HOURS. DUTIES MAINLY INCLUDE SALES PROSPECTING, MEETING NEW CLIENTS AND SELLING FIXED LIFE, ANNUITY, AND LONG-TERM CARE INSURANCE AND ASSETS UNDER MANAGEMENT. Nova Fitness Equipment; 4511 S 119th Circle, Omaha, NE 68137; President & Owner; Oversee day to day operations, sells & services fitness equipment in the B2B space, some retail./home customers as well; start date 3/2017; not investment related; not raising capital; 120 hrs per month; compensated via salary/dividends
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-26 |
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