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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-07-25
  • IA RA
    APPROVED
    Since 2023-07-25

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Marion, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 07/2015 07/2023
Raymond James & Associates, Inc Marion IA 07/2023 Present
Previous Registrations
  • 2015-08-14 → 2023-07-25
    Scottsdale, AZ
    Scottsdale, AZ
    San Diego, CA
    Marion, IA
    Fort Mill, SC
    San Diego, CA
  • 2015-01-16 → 2015-08-11
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2015-01-16 → 2015-08-11
    Fsc Securities Corporation
    Atlanta, GA
  • 2015-01-16 → 2015-08-11
    Scottsdale, AZ
  • 2015-01-16 → 2015-08-11
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2012-12-21 → 2014-05-05
    Kansas City, MO
    Leawood, KS
    Springfield, MO
    Wichita, KS
    Leawood, KS
  • 2012-09-05 → 2012-10-02
    Householder Group Financial Advisors, Llc
    Scottsdale, AZ
  • 2011-05-05 → 2012-09-05
    Tucson, AZ
  • 2011-01-12 → 2011-05-02
    Securities Management & Research, Inc.
    Cedar Rapids, IA
  • 2007-05-31 → 2011-05-02
    Cedar Rapids, IA
    Cedar Rapids, IA
  • 2006-09-14 → 2006-12-13
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2004-05-25 → 2006-09-20
    Marion, IA
    Cedar Rapids, IA
  • 2003-01-08 → 2004-03-09
    Wells Fargo Investments, Llc
    Cedar Rapids, IA
Other Businesses

(1)Name of Business: Glitter Girl Artistry Address: 4019 Peridot Dr, Marion, IA, 52302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/10/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would like to start selling some of my creations on Etsy. The shop has been created to save the name but nothing has been sold at this point. \n\nThis is only a hobby and won't interfere with work hours and is not related to Raymond James. I may at some point change to a LLC but for now, just want to start an Etsy shop.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 1997-08-05
  • S66 Uniform Combined State Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05
Other Names
  • Suzanne Lynn Berry

View on SEC IAPD

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