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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-06-16 |
Branch Locations
991 Sibley Memorial Hwy Suite 201, Lilydale, MN 55118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Minneapolis | MN | 01/2010 | 06/2016 |
| Investors Financial Group | Minneapolis | MN | 02/2012 | 06/2016 |
| Commonwealth Financial Network | San Diego | CA | 06/2016 | Present |
1) Owner of The Nohner-Black Group, entity created to facilitate securities, advisory, and insurance businesses. Investment related and conducted at branch location. 2) Fixed insurance sales conducted under The Nohner-Black Group. Investment related and conducted at branch location.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-29 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
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