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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-04-19
  • MN RA
    APPROVED
    Since 2018-04-19

Branch Locations

991 Sibley Memorial Hwy Suite 201, Lilydale, MN 55118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shamrock Wealth Management Lilydale MN 09/2015 Present
  • 09/2015 → Present
    Shamrock Wealth Management
    Lilydale, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-06
  • S66 Uniform Combined State Law Examination
    2017-09-06

View on SEC IAPD

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